Edition 3- May 1997

THE CONVENTION ON BIOLOGICAL DIVERSITY



A new challenge for culture collections

In the same way that, some three decades ago, bossa nova took the musical world by storm, a new ‘Brazilian Wave’ is mounting a global assault in the field of biodiversity. The Convention on Biological Diversity (CBD, 5th. June 1992, Rio de Janeiro) has started its conquest of the world. This Convention is of major importance to all those prospecting, studying, conserving and utilising life in its different forms and degrees of complexity (genes, organisms, species, populations, ecosystems and the biosphere). It provides research-based service culture collections - such as the BCCM™ - with some most welcome ‘surfing’ opportunities, as well as raising challenging new issues which need to be addressed.

Most importantly, the explicit recognition of the need for ex situ conservation of biological resources in art. 9, provides culture collections with a key political argument, to support their efforts in the continuous search for much-needed funding. The Convention affects culture collections established in over 150 member countries, which currently form the ‘Conference of Parties’ (COP) of the CBD (Belgium ratified the CBD on the 20th. February, 1997). These collections now have a new, internationally enacted, and nationally ratified ‘raison d’être’.

The bossa nova of the CBD also opens opportunities in the field of scientific and technical cooperation (art.12), as well as capacity-building (art.18), particularly from the standpoint of North-South cooperation. As a result, well-established culture collections can contribute valuable expertise in areas such as taxonomy, bioprospection and the management and sustainable use of biological resources and information. They are also well placed to help in the creation of ex situ collections in those countries of origin of biological diversity that wish to acquire such national instruments as recommended in article 9 of the CBD.

Unfortunately, there are some drawbacks, since the CBD is still unclear on quite a number of issues and has created, as a consequence, a de facto situation of legal uncertainty. The legal vagueness is predominantly contained in articles dealing with the access to, and/or the property rights of, biological resources (art. 15, art. 16), or with the principle of the fair and equitable sharing of the benefits related to their use (art. 19).

Article 15, dealing with access to both in situ and ex situ resources, underlines the sovereign rights of states, and could, as a result, conflict with the still widely prevailing policy of almost unrestricted distribution of biological resources, by public service culture collections.

Equally, article 15 calls for the establishment of competent regulatory authorities to control access to biological resources, in a practical manner, under the principle of ‘prior informed consent (PIC)’. Unfortunately it remains the case that such competent authorities are still very difficult to identify, or - worse - do not seem to exist, in many countries of prime interest to bioprospectors.

Moreover, unlike the case for macro-organisms such as plants and animals, specific problems arise when it comes to the monitoring of access to, and/or the repatriation of, microbial resources. As an example, it is well known that we all continuously host innumerable billions of micro-organisms, which are invisible to the naked eye. Many of these come and go, cross borders unobserved and even remain unculturable.

To add to the complexity, there are peculiarities related to patented strains. While the distribution of such strains is rigorously controlled, it may be observed that many countries of origin of these patented strains do not yet have a say in the corresponding international patent regulation laid down in the Budapest Treaty. Moreover, patent deposits of microbial strains is, at present, restricted to some 30 International Depository Authorities (IDAs) which are concentrated in just 17 countries, all of which belong to the industrialised world (see also BCCM™ News 0).

Article 19.1. underlines the need for ‘the effective participation in biotechnological research activities of those Contracting Parties (CPs) - especially developing countries - which provide the genetic resources and, where feasible, in such CPs’. Article 19.2 states that ‘each CP shall take all practicable measures to promote and advance priority access on a fair and equitable basis by CPs, especially developing countries, to the results and benefits arising from biotechnologies based upon genetic resources provided by those CPs. Such access shall be on mutually agreed terms (MATs)’.

It is clear that, while service culture collections should notify these principles to their clients, they cannot be held responsible for their proper external implementation. Indeed, in most cases, clients do not inform the collections of the use and possible commercial utilisation of the cultures they have received. Conversely, culture collections are often restrained by confidentiality agreements.

Conscious of these and similar issues and, wanting to secure easy access to and international circulation of microbial resources in the interest of the sustainable development of both industrialised and developing countries, some culture collections and industrialists, as well as judicial and governmental experts - including representatives from the South - recently agreed to move in a pro-active manner. As a result, a pragmatic code of conduct, MOSAICC (Micro-Organisms Sustainable use and Access regulation, an International Code of Conduct), will be developed.

This international project, coordinated by the BCCM™, is funded by the ELSA (Ethical, Legal and Social Aspects) scheme of the life sciences and technologies directorate of the European Commission (see also corresponding interview).

Comments and requests for further information are most welcome.

CONTACT
Jan de Brabandere,
BCCM™ CO-ORDINATOR
TEL: +32 2 238 35 20
FAX: +32 2 230 59 12
E-MAIL:
debr@belspo.be

INBio-Costa Rica: A case study

INBio, a key-partner in the MOSAICC-project, is a widely quoted example of the sustainable study and exploitation of biodiversity, through fair schemes of North-South cooperation. Dr. Nicolas Mateo, INBio’s Bioprospecting Manager, comments.

BCCM™ NEWS: Can you shed some light on INBio’s mission and major ongoing projects?

NM: The mission of INBio focuses on the three point strategy of saving, knowing and using biodiversity in a sustainable fashion. In fulfillment of this mission, INBio works in four main areas: the national biodiversity inventory, a biodiversity management system, biodiversity dissemination strategy and biodiversity prospecting. INBio has signed an agreement with the Ministry of the Environment (MINAE) and maintains active cooperation with universities and other national and international research organisations.

Costa Rica’s government seems to have an intelligent and pro-active attitude to the field of biodiversity. Do you agree?

NM: Definitely. The Costa Rican government views biodiversity as a key endowment of nature and has taken important steps to conserve, understand and use these resources in an intelligent manner. Currently, about 25% of land in the country - both publicly and privately owned - is subject to conservation regulations.

How would you describe INBio’s experiences of dealing with the private sector? With Merck, for example.

NM: Our experience with the private sector is very positive. The first agreement with Merck was signed in 1991 - before the approval and ratification of the CBD - and covered fundamental issues of access, equity, technology transfer and training for Costa Rican nationals. All these elements were later to be included in the Convention. INBio currently manages a wide portfolio of agreements with industry, including the pharmaceutical, agricultural, biotechnology and fragrances sectors.

INBio negotiates agreements with industry, which include 10% of research budgets and the sharing of potential royalties between the Ministry of the Environment and INBio. All income received by INBio and the Ministry is used for conservation, research and education.

INBio uses research and Material Transfer Agreements on a routine basis in its academic and private sector partnerships.

MOSAICC: a code of conduct

One of the major players in the MOSAICC-initiative (see also feature article) is Philippe Desmeth, BCCM™ officer for international co-operation. BCCM™ News asked him for his opinion on the importance of this project.

BCCM™ NEWS: Why did you initiate the MOSAICC project?

PD: Well, the BCCM™ prospects, handles and distributes strains from a wide range of countries of origin of biological diversity. Although we have our own procedures to cope with the requirements of the CBD, we want to share our experience with other major actors in the field, in order to reach a common set of minimum requirement guidelines. In line with this aim, the BCCM™ decided to initiate consultation with industry, non-governmental organisations (such as the World Conservation Union), other culture collections or living resource centres (including the International Mycological Institute and Kew Botanical Gardens) and specialist colleagues from the developing world. INBio of Costa Rica is a prime example (see box page 2).

What’s the industrial interest in such an initiative?

It should be mentioned that, during the last meeting of the World Federation for Culture Collections (August 1996), a meeting on the issue was sponsored by the Industrial Platform for Microbiology (IPM) and the Forum on Industrial Microbiology (FIM). As a matter of fact, these industrial associations have put the CBD at the top of their agendas. This is not surprising since, on a yearly basis, their member companies screen tens of thousands of microbes for new product leads, including enzymes, antivirals, drugs for cancer treatment etc. In consequence, they can only gain from a clear-cut and pragmatic code of conduct, that would be widely applied and recognised. As the CBD did not yet provide precise protocols, a pro-active, well balanced and internationally cooperative approach seemed a convenient way forward.

Geyser
Extreme environments are biodiversity hot spots, attracting bioprospectors

How will you proceed, and what outcome do you expect?

PD: The MOSAICC Code of Conduct is designed to serve as a model contract, including model forms for Prior Informed Consent (PIC), Material Transfer Agreement (MTA), Mutually Agreed Terms (MATs). These will be developed through the organisation of ad hoc workshops and through broader discussions - including consultation with the Internet community - throughout 1997 and 1998. The final result will be presented to the Conference of Parties of the CBD.

What kind of fair return can the countries of biological diversity expect?

PD: A typical return scheme proposal to partners from these countries includes a scientific training package, as well as funding for some of the equipment and tools required for the study and preservation of biodiversity. Moreover, in the very rare cases of success - taking into account that only one in tens of thousands of strains screened leads to a commercial product - royalty payments are the rule.

Moreover, the BCCM™ assists partner companies in the transfer of know how and technology. Know how is typically made available in the fields of bioprospection, taxonomy, sustainable use and preservation of microbiological resources, the latter in line with the well established principle, ‘If you give a man a fish, he will eat for a day. If you teach a man how to fish, he will eat for life’.

CONTACT
Philippe Desmeth,
Tel: +32 10 47 37 42
Fax: +32 10 45 15 01
E-mail: desmeth@mbla.ucl.ac.be

Coral Reef
Another unclear issue of the CBD: sovereign rights and marine organisms

BCCM
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